United States securities law - PDFSEARCH.IO - Document Search Engine

United States securities law
Results: 27653

#	Item
761	Conformed to Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, 230, 232, 239, 240, 249, and 260 [Release Nos; ; ; File No. S7RIN 3235-AL39 Amendments for Small Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-20 15:59:52 Financial regulation Financial economics 73rd United States Congress Finance Stock market Securities Act Securities Exchange Act Regulation D U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission SEC filings
762 $UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 9712 \ January 27, 2015 ADMINISTRATIVE PROCEEDING$	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 9712 \ January 27, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-27 11:00:12 73rd United States Congress Finance Financial regulation New Deal Securities Act Securities Exchange Act SEC filings Securities and Exchange Commission Regulation D United States Securities and Exchange Commission United States securities law Financial economics
763	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION February 23, 2015 SECURITIES ACT OF 1933 Release NoFebruary 23, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-23 17:19:24 Financial regulation Law United States securities law Brief Securities Act
764	WPS Companies Code of Conduct  EthicsPoint Helpline • • www.ethicspoint.com As of April 16, 2015 Add to Reading List Source URL: www.wpsic.com Language: English - Date: 2015-04-22 11:22:52 Conflict of interest United States securities law Applied ethics Ethics Business ethics
765	Received by NSD/FARA Registration Unit:46:04 PM . o 0MB No; Expires April 30,2017 Add to Reading List Source URL: www.fara.gov Language: English - Date: 2015-01-13 15:42:29 Politics of the United States Foreign agent United States securities law Regulation S-K SEC filings Foreign Agents Registration Act Lobbying in the United States
766	URA annual reportenglish hi-res Add to Reading List Source URL: www.ura.org.hk Language: English - Date: 2011-11-08 02:15:53 Business Auditing SEC filings United States corporate law United States securities law Regulation S-X Financial statement Urban Renewal Authority Finance
767	Proposed Rule: Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-05-14 12:40:45 United States Securities and Exchange Commission United States securities law Finance Systemic risk Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Financial economics 73rd United States Congress
768	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-23 17:52:34 Broker-dealer Fixed income market U.S. Securities and Exchange Commission Financial system Motion Securities Exchange Act Finance Financial economics United States Securities and Exchange Commission United States securities law
769	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoJanuary 15, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-15 11:48:26 Financial regulation New Deal Securities Act Financial economics Government Securities Exchange Act Securities and Exchange Commission Qualified institutional placement SEC Rule 10b5-1 73rd United States Congress United States Securities and Exchange Commission United States securities law
770	1 Consumer Law (Miscellaneous Provisions) CONSUMER LAW (MISCELLANEOUS PROVISIONS) BILL 1994 Add to Reading List Source URL: www.legislation.qld.gov.au Language: English - Date: 2010-01-04 00:31:59 United States Securities and Exchange Commission United States securities law Financial regulation Economy of the United States 73rd United States Congress New Deal Securities Act